Administrative law judges must give
the public a reason before sealing records or closing hearings in cases
involving the disciplining of a physician, the state Supreme Court ruled
Monday.
The court's 5-0 ruling was the upshot of a lawsuit filed by The Island
Packet against Chief Administrative Law Judge Marvin Kittrell, who had
closed disciplinary proceedings involving Dr. James D. Johnston, a Hilton
Head Island cardiologist who has faced repeated allegations of alcohol
abuse.
The Supreme Court ruled in favor of
The Packet's assertion that Kittrell erred in closing the proceedings
without first making a formal ruling explaining why closure was necessary.
Had there been such a ruling, it could have been appealed. But Kittrell
handled the case secretly -- even after The Packet asked him to open the
proceedings -- so it was impossible to appeal his decisions.
"The manner in which the (administrative law court) closed the
proceedings was inappropriate and did not comply with South Carolina law,"
Justice James E. Moore wrote for the court. The administrative law court
"is a public body; and, as a public body, is required to make specific,
express findings of fact when faced with an issue in which there is a
dispute."
When deciding whether to close a proceeding, the court must balance
several interests, considering such issues as fairness, the need for
witness cooperation, the parties' reliance on confidentiality, the public
or professional significance of the proceeding, and the potential harm of
disclosure, the Supreme Court's ruling states.
Johnston, who practiced at Hilton Head Regional Medical Center, has
repeatedly been sanctioned by the state Board of Medical Examiners since
2001.
On July 31, 2001, the medical board issued an order of temporary
suspension against Johnston, finding that, since 1996, he had been
arrested and charged with a litany of alcohol-related offenses: driving
under the influence three times, twice having an open container, once
leaving the scene of an accident, once driving to the left of center and
once having no driver's license.
Johnston immediately appealed to the administrative law court, which
overturned the suspension, finding that the board hadn't presented
competent evidence of a substance abuse problem.
On Aug. 15, 2001, the medical board ordered Johnston to undergo an
evaluation to determine whether he suffered from a disability that would
make his practicing medicine dangerous to the public. The administrative
law court again overturned the medical board's order.
In October of that year, the administrative law court ordered all
records sealed.
The Supreme Court's ruling said Kittrell shouldn't have become involved
in Johnston's case because the medical board hadn't finished handling it.
Johnston should have waited for the medical board to issue a final order
before asking the administrative law court to intervene.
However, once the administrative law court accepted the case, it was
correct to seal the records, as long as it gave specific reasons for doing
so, the Supreme Court ruled.
"When you're going to close proceedings and close records ... you're
still obligated to make findings on the record that would justify the
confidentiality," said Jay Bender, one of the three attorneys who
represented The Packet. Attorneys Carl Muller of Greenville and John
Moylan of Columbia also represented the newspaper.
Lawyers for Kittrell and Johnston could not be reached for comment.
Some of the implications of the Supreme Court ruling may be minimized
by a change in state law that took effect earlier this summer.
The new law allows public access to formal complaints against a
physician 10 days after the physician answers a complaint filed with the
medical board. The law also requires that public hearings cannot be closed
unless there is a formal order explaining the reasoning for closure.
"The General Assembly, using this case, revised the physician
discipline system so as to make it a lot more open, so that the public
understands what's going on in the disciplinary process at a much earlier
stage," Bender said.
It's unclear where The Packet's case for open records goes next. The
Supreme Court ordered Kittrell "to make specific findings, on the record
... explaining the need for closure of the disciplinary proceedings"
against Johnston.
Johnston's status also is unclear. Last year, he agreed to stop
practicing medicine until he successfully completed treatment for alcohol
abuse, but it's not known whether he has resumed practice.
In a footnote, the Supreme Court ruling questions whether Johnston
remains licensed to practice. But the state Department of Labor, Licensing
and Regulation lists Johnston as active, with his license expiring Dec.
31, 2007.
He also is facing federal charges of falsely posing as a U.S. citizen,
when he actually is a Canadian citizen.
The Packet's suit against Kittrell was supported by a number of media
organizations, including: The Associated Press, the South Carolina Press
Association, The State and The Post and Courier newspapers, the Reporters
Committee for Freedom of the Press, the American Society of Newspaper
Editors, the Radio and Television News Directors Association, and the
Society of Professional Journalists.